An affiliate of Public may be “testing the waters” and considering making an offering of securities under Tier 2 of Regulation A.
For more information on risks and conflicts of interest, see these disclosures. The issuers of these securities may be an affiliate of Public, and Public (or an affiliate) may earn fees when you purchase or sell Alternative Assets. These investments are speculative, involve substantial risks (including illiquidity and loss of principal), and are not FDIC or SIPC insured. Dalmore and Open to the Public Investing are not affiliated entities. “Alternative assets,” as the term is used at Public, are over-the-counter equity securities that have been issued pursuant to Regulation A of the Securities Act of 1933 (as amended) (“Regulation A”). Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.īrokerage services for alternative assets available on Public are offered by Dalmore Group, LLC (“Dalmore”), member of FINRA & SIPC. The coverage limits provide protection for securities and cash up to an aggregate of $150 million, subject to maximum limits of $37.5 million for any one customer’s securities and $900,000 for any one customer’s cash. Our clearing firm, Apex Clearing Corporation, has purchased an additional insurance policy. Securities products offered by Open to the Public Investing are not FDIC insured. This is not an offer, solicitation of an offer, or advice to buy or sell securities or open a brokerage account in any jurisdiction where Open to the Public Investing is not registered. Open to Public Investing is a wholly-owned subsidiary of Public Holdings, Inc. Additional information about your broker can be found by clicking here. (“Open to the Public Investing”), a registered broker-dealer and member of FINRA & SIPC. All Rights Reserved.īrokerage services for US-listed, registered securities are offered to self-directed customers by Open to the Public Investing, Inc.
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